SEBI Compliance Audit, FY26

@Dharavyas07

SEBI annual compliance for a Research Analyst requires a structured review of records, disclosures, and regulatory requirements so the audit report and supporting documents are complete. As a Practicing Chartered Accountant with 10+ years' experience, I handle regulatory compliance, financial reviews, certifications, and statutory documentation for businesses and professionals. 1. SEBI RA Compliance Review • Review the RA's books, compliance records, disclosures, agreements, and applicable SEBI requirements for FY 2025-26. • Identify gaps, exceptions, or areas requiring corrective action before certification. 2. Annual Audit & Certification • Perform the required compliance audit/review based on the applicable SEBI RA framework. • Prepare the necessary certified reports, declarations, and supporting documentation within the applicable requirements. 3. Deliverables • Completed SEBI RA annual compliance audit documentation. • Required CA-certified reports/certificates and supporting working papers. • Compliance observations and recommendations for any identified gaps. • Relevant regulatory compliance samples have been uploaded to my profile. Let's review your SEBI RA registration details, FY26 records, I'll confirm the exact scope, timeline, and professional fee in chat.

@hemel558366

With my background in accounting and my meticulous nature, I believe I am a strong fit for your SEBI Compliance Audit for FY26. As a post graduate and a practicing accountant, I have had the opportunity to sharpen my audit skills through thorough financial analysis and reporting. My experiences at Bangladesh Women's Health Coalition have strengthened my ability to provide attention to detail and identify potential errors, which is crucial in a compliance audit of this nature. To add to my skill-set, I am also well-versed with tax preparation which could prove particularly beneficial during this compliance audit process. In the past, I have been able to successfully identify tax discrepancies that saved significant amounts of money. This highlights not only my eye for detail but also my dedication to ensuring accurate, compliant financial processes. In conclusion, choosing me for the job would mean gaining access to the skills of a highly competent, attentive and experienced auditor. My multidimensional expertise make me an ideal choice for this SEBI Compliance Audit. I look forward to leveraging these abilities to ensure complete adherence to SEBI regulations throughout your assessment.

@csAashish

Hello am a CS and i can do your project in time bound manner. Let’s connect and work together. If you also have any query please fell free to contact

@Kishanprajapat23

I am qualified CA worked with listed companies having rich knowledge of listed companies compliance and annual return. I ready to help in this work within allowed time frame.